Building on its stated goals for 2014, the U.S. Securities and Exchange Commission (“SEC“) recently issued a Cybersecurity Risk Alert through its Office of Compliance Inspections and Examinations (“OCIE“) that provides important additional information regarding the SEC’s ongoing initiative to assess cybersecurity preparedness in the financial and securities industry subject to its jurisdiction. As we […]
Category: SEC
SEC Steps up Review of Cyber Attack & Breach Response Plans
Is your company ready for 2014? Are your Written Information Security Programs, Risk Management Procedures and Data Incident Response Plans up-to-date, tested and up to today’s dynamic threat landscape? Are you sure? Officials at the U.S. Securities and Exchange Commission (“SEC”) recently announced plans to increase scrutiny of how assets managers at companies subject to […]
